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FRANCIS E JEFFRIES

CIK 1141991 · last filed 2009-12-11

FRANCIS E JEFFRIES is a corporate insider who has filed 9 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider sold $87.9K of DNP on Dec 11, 2009. Across all open-market trades the lifetime net is +$264.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $643.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$643.7K

Companies

2

Total Filings

9

Lifetime Open-Market Net

$264.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DNP Director 58,515 $11.00 $643.7K $226.6K 7 2009-12-11
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted Director 43,810 — — $38.0K 2 2008-09-18

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-12-11 DNP Sell (S) −10,000 -$87.9K EDGAR
2009-09-16 DNP Sell (S) −3,500 -$30.7K EDGAR
2008-12-17 DNP Buy (P) +13,000 $76.2K EDGAR
2008-11-24 DNP Buy (P) +5,000 $28.5K EDGAR
2008-11-21 DNP Buy (P) +5,000 $30.1K EDGAR
2008-10-14 DNP Buy (P) +17,400 $101.6K EDGAR
2008-10-09 DNP Buy (P) +15,300 $108.8K EDGAR
2008-09-18 DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted Buy (P) +3,000 $28.0K EDGAR
2008-07-16 DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted Buy (P) +1,000 $10.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.