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RICHARD J SMITH

CIK 1166966 · President - EWCB · last filed 2013-01-31

RICHARD J SMITH is a President - EWCB who has filed 18 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider had shares withheld for taxes covering $42.0K of ETR on Jan 31, 2013. Across all open-market trades the lifetime net is −$11.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$13.58M

Companies

1

Total Filings

18

Lifetime Open-Market Net

-$11.84M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETR President - EWCB 117,282 $115.80 $13.58M -$11.84M 18 2013-01-31

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-01-31 ETR Tax (F) −651 -$42.0K EDGAR
2012-07-18 ETR Mixed +10,937 -$511.9K EDGAR
2012-01-31 ETR Tax (F) −349 -$24.6K EDGAR
2012-01-30 ETR Grant (A) +2,500 $0 EDGAR
2011-06-16 ETR Mixed — -$1.98M EDGAR
2011-01-31 ETR Grant (A) +3,000 $0 EDGAR
2010-11-04 ETR Mixed — -$174.1K EDGAR
2010-08-31 ETR Mixed +12,673 -$681.6K EDGAR
2010-02-01 ETR Grant (A) — $0 EDGAR
2009-10-13 ETR Mixed +5,847 -$335.1K EDGAR
Showing 1–10 of 18
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.