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ALAN SHAW

CIK 1180767 · President and CEO · last filed 2011-12-19

ALAN SHAW is a President and CEO who has filed 14 SEC Form 4 insider transactions across 1 company since 2010. The most recent filing shows the insider sold $284.1K of CDXS on Dec 19, 2011. Across all open-market trades the lifetime net is −$1.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $443.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$443.7K

Companies

1

Total Filings

14

Lifetime Open-Market Net

-$1.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CDXS President and CEO 300,846 $1.48 $443.7K -$1.43M 14 2011-12-19

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-12-19 CDXS Sell (S) −53,846 -$284.1K EDGAR
2011-12-15 CDXS Sell (S) −37,820 -$199.4K EDGAR
2011-07-07 CDXS Mixed — -$142.9K EDGAR
2011-06-03 CDXS Mixed — -$146.8K EDGAR
2011-05-20 CDXS Exer (M) +50,000 $30.0K EDGAR
2011-05-12 CDXS Exer (M) +50,000 $30.0K EDGAR
2011-05-04 CDXS Mixed — -$147.7K EDGAR
2011-04-05 CDXS Mixed — -$172.0K EDGAR
2011-03-09 CDXS Exer (M) +50,000 $30.0K EDGAR
2011-03-03 CDXS Mixed — -$150.7K EDGAR
Showing 1–10 of 14
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.