RICHARD W CARDIN
CIK 1181012 · last filed 2026-05-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$8.85M
Companies
2
Total Filings
44
Lifetime Open-Market Net
-$1.91M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 2 of 5
44 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-05-07 | USLM | Sell (S) | −500 | -$39.5K | EDGAR |
| 2020-05-04 | USLM | Grant (A) | +800 | $62.4K | EDGAR |
| 2019-12-03 | USLM | Sell (S) | −500 | -$50.3K | EDGAR |
| 2019-11-29 | USLM | Sell (S) | −300 | -$30.0K | EDGAR |
| 2019-05-06 | USLM | Grant (A) | +800 | $64.3K | EDGAR |
| 2019-03-15 | USLM | Sell (S) | −400 | -$29.7K | EDGAR |
| 2018-11-28 | USLM | Sell (S) | −500 | -$37.3K | EDGAR |
| 2018-11-16 | USLM | Sell (S) | −800 | -$60.0K | EDGAR |
| 2018-05-01 | USLM | Grant (A) | +800 | $58.8K | EDGAR |
| 2017-11-09 | USLM | Mixed | — | -$5.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.