KENNETH B ROATH
CIK 1183503 · last filed 2013-04-29
KENNETH B ROATH is a corporate insider who has filed 23 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HCP, was dated Apr 29, 2013. Across all open-market trades the lifetime net is −$7.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$6.48M
2
23
-$7.57M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Director | 241,013 | $34.78 | $8.38M | -$2.35M | 6 | 2013-04-29 |
| DOC | Director | 310,216 | $20.90 | $6.48M | -$5.22M | 16 | 2011-11-22 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-04-29 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Grant (A) | +3,000 | $0 | EDGAR |
| 2013-02-21 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Sell (S) | −18,000 | -$867.5K | EDGAR |
| 2012-08-06 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Sell (S) | −2,500 | -$116.5K | EDGAR |
| 2012-07-16 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Sell (S) | −15,000 | -$675.0K | EDGAR |
| 2012-05-09 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Sell (S) | −17,000 | -$695.4K | EDGAR |
| 2012-04-30 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Grant (A) | +3,000 | $0 | EDGAR |
| 2011-11-22 | DOC | Sell (S) | −15,000 | -$562.5K | EDGAR |
| 2011-08-25 | DOC | Sell (S) | −15,000 | -$525.0K | EDGAR |
| 2011-06-24 | DOC | Sell (S) | −5,000 | -$190.0K | EDGAR |
| 2011-05-02 | DOC | Sell (S) | −5,000 | -$199.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.