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LLOYD E ROSS

CIK 1183991 · last filed 2019-11-06

LLOYD E ROSS is a corporate insider who has filed 47 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $45.6K of AWR on Nov 6, 2019. Across all open-market trades the lifetime net is −$2.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.30M

Companies

1

Total Filings

47

Lifetime Open-Market Net

-$2.02M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWR 37,605 $87.83 $3.30M -$2.02M 47 2019-11-06

Recent Filings

47 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-11-06 AWR Sell (S) −500 -$45.6K EDGAR
2019-10-04 AWR Sell (S) −500 -$44.9K EDGAR
2019-09-04 AWR Sell (S) −500 -$46.3K EDGAR
2019-08-08 AWR Sell (S) −2,150 -$171.2K EDGAR
2019-07-03 AWR Sell (S) −4,122 -$309.0K EDGAR
2019-07-03 AWR Sell (S) −3,028 -$228.5K EDGAR
2019-06-06 AWR Sell (S) −500 -$36.5K EDGAR
2019-06-06 AWR Sell (S) −500 -$36.5K EDGAR
2019-04-08 AWR Mixed +127 -$29.5K EDGAR
2019-01-09 AWR Mixed −422 -$27.3K EDGAR
Showing 1–10 of 47
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.