RICHARD M ROSENBLUM

CIK 1184530 · Pres & CEO, Hawn Electric Comp · last filed 2014-02-10

RICHARD M ROSENBLUM is a Pres & CEO, Hawn Electric Comp who has filed 13 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for HE, was dated Feb 10, 2014. Across all open-market trades the lifetime net is +$10.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.04M

Companies

1

Total Filings

13

Lifetime Open-Market Net

$10.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HE	Pres & CEO, Hawn Electric Comp	76,813	$13.53	$1.04M	$10.5K	13	2014-02-10

Recent Filings

13 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-02-10	HE	Mixed	+52	-$113.9K	EDGAR
2014-02-07	HE	Grant (A)	+12,505	$0	EDGAR
2013-02-25	HE	Tax (F)	−57	-$1.5K	EDGAR
2013-02-22	HE	Tax (F)	−4,002	-$108.6K	EDGAR
2013-02-08	HE	Tax (F)	−5,400	-$145.7K	EDGAR
2013-02-06	HE	Grant (A)	+21,757	$0	EDGAR
2012-04-17	HE	Tax (F)	−816	-$21.3K	EDGAR
2012-02-09	HE	Grant (A)	+3,872	$0	EDGAR
2012-02-07	HE	Grant (A)	+11,644	$302.5K	EDGAR
2011-02-11	HE	Grant (A)	+9,651	$240.8K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.