VIVIAN L BANTA

CIK 1184667 · Vice Chairman · last filed 2007-04-12

VIVIAN L BANTA is a Vice Chairman who has filed 9 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for PRU, was dated Apr 12, 2007. Across all open-market trades the lifetime net is −$14.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.59M

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$14.36M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
PRU	Vice Chairman	72,860	$117.84	$8.59M	-$14.36M	9	2007-04-12

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2007-04-12	PRU	Disc (I)	—	$0	EDGAR
2007-03-13	PRU	Disc (I)	—	$0	EDGAR
2007-02-16	PRU	Mixed	+47,522	-$890.3K	EDGAR
2007-02-16	PRU	Sell (S)	−50,836	-$4.66M	EDGAR
2007-02-15	PRU	Mixed	+33,805	-$2.03M	EDGAR
2007-02-12	PRU	Disc (I)	—	$0	EDGAR
2007-01-31	PRU	Mixed	—	-$1.24M	EDGAR
2007-01-12	PRU	Disc (I)	—	$0	EDGAR
2007-01-04	PRU	Mixed	—	-$1.19M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.