ELLEN L S KOPLOW
CIK 1187589 · EVP, General Counsel and Sec. · last filed 2019-12-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$13.1K
Companies
1
Total Filings
75
Lifetime Open-Market Net
-$8.59M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMTD | EVP, General Counsel and Sec. | 17,477 | $0.75 | $13.1K | -$8.59M | 75 | 2019-12-18 |
Recent Filings · Page 3 of 8
75 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-25 | AMTD | Grant (A) | +9,798 | $0 | EDGAR |
| 2016-11-22 | AMTD | Sell (S) | −41,246 | -$1.49M | EDGAR |
| 2016-11-14 | AMTD | Sell (S) | −41,246 | -$1.49M | EDGAR |
| 2016-08-22 | AMTD | Grant (A) | +204 | $0 | EDGAR |
| 2016-05-19 | AMTD | Grant (A) | +220 | $0 | EDGAR |
| 2016-02-19 | AMTD | Grant (A) | +224 | $0 | EDGAR |
| 2015-11-27 | AMTD | Grant (A) | +12,435 | $0 | EDGAR |
| 2015-11-24 | AMTD | Tax (F) | −9,195 | -$339.2K | EDGAR |
| 2015-08-20 | AMTD | Grant (A) | +199 | $0 | EDGAR |
| 2015-06-05 | AMTD | Sell (S) | −9,984 | -$381.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.