ELLEN L S KOPLOW
CIK 1187589 · EVP, General Counsel and Sec. · last filed 2019-12-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$13.1K
Companies
1
Total Filings
75
Lifetime Open-Market Net
-$8.59M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMTD | EVP, General Counsel and Sec. | 17,477 | $0.75 | $13.1K | -$8.59M | 75 | 2019-12-18 |
Recent Filings · Page 6 of 8
75 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-08-16 | AMTD | Grant (A) | +204 | $0 | EDGAR |
| 2012-05-17 | AMTD | Grant (A) | +194 | $0 | EDGAR |
| 2012-03-19 | AMTD | Mixed | — | -$108.0K | EDGAR |
| 2012-02-17 | AMTD | Grant (A) | +193 | $0 | EDGAR |
| 2011-11-17 | AMTD | Grant (A) | +197 | $0 | EDGAR |
| 2011-11-01 | AMTD | Tax (F) | −8,799 | -$151.3K | EDGAR |
| 2011-10-31 | AMTD | Grant (A) | +25,045 | $0 | EDGAR |
| 2011-08-18 | AMTD | Grant (A) | +105 | $0 | EDGAR |
| 2011-05-31 | AMTD | Grant (A) | +14,257 | $0 | EDGAR |
| 2011-05-19 | AMTD | Grant (A) | +41 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.