CARLOS ALVAREZ

CIK 1188022 · last filed 2023-04-28

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$56.07M

Companies

3

Total Filings

34

Lifetime Open-Market Net

$2.58M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CFRpB Director 294,000 $16.39 $4.82M -$16.55M 7 2023-04-28
CFR Director 330,000 $155.31 $51.25M $9.63M 17 2020-05-01
CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Director 454,000 $9.50M 10 2019-08-16

Recent Filings · Page 2 of 4

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-10-30 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Buy (P) +54,000 $5.06M EDGAR
2018-04-26 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2017-05-01 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2016-05-02 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2016-02-02 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Buy (P) +40,000 $1.89M EDGAR
2015-05-04 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2013-04-26 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2013-04-11 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Exer (M) +2,000 $105.1K EDGAR
2012-05-03 CFR Mixed +2,000 $113.8K EDGAR
2012-05-03 CFR Sell (S) −2,000 -$118.2K EDGAR
Showing 1120 of 34
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.