RICHARD C GOZON
CIK 1191510 · last filed 2016-11-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.76M
Companies
4
Total Filings
48
Lifetime Open-Market Net
-$23.83M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TRIUMPH GROUP INC (TGI) Delisted | Director | 192,692 | $26.01 | $5.01M | -$174.6K | 15 | 2016-11-15 |
| Cencora, Inc. (ABC) Delisted | Director | 51,484 | $179.98 | $9.27M | -$22.77M | 23 | 2016-02-29 |
| UGI | Director | 198,906 | $33.99 | $6.76M | -$877.9K | 8 | 2011-01-10 |
| AMERIGAS PARTNERS LP (APU) Delisted | Director | 6,014 | — | — | $0 | 2 | 2011-01-10 |
Recent Filings · Page 3 of 5
48 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-04-08 | TRIUMPH GROUP INC (TGI) Delisted | Exer (M) | +2,000 | $76.7K | EDGAR |
| 2011-02-22 | Cencora, Inc. (ABC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-01-10 | UGI | Grant (A) | +2,550 | $0 | EDGAR |
| 2011-01-10 | AMERIGAS PARTNERS LP (APU) Delisted | Grant (A) | +500 | $0 | EDGAR |
| 2010-09-15 | UGI | Mixed | — | -$495.3K | EDGAR |
| 2010-07-30 | AMERIGAS PARTNERS LP (APU) Delisted | Grant (A) | +500 | $0 | EDGAR |
| 2010-06-22 | TRIUMPH GROUP INC (TGI) Delisted | Exer (M) | +500 | $15.7K | EDGAR |
| 2010-05-07 | Cencora, Inc. (ABC) Delisted | Mixed | — | -$619.5K | EDGAR |
| 2010-04-26 | TRIUMPH GROUP INC (TGI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-03-09 | Cencora, Inc. (ABC) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.