JAMES D HARTMAN
CIK 1196451 · last filed 2018-11-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$219.8K
Companies
3
Total Filings
30
Lifetime Open-Market Net
-$798.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WSI INDUSTRIES, INC. (WSCI) Delisted | Director | 0 | — | — | $4.8K | 11 | 2018-11-07 |
| NVEC | Director | 2,000 | $109.88 | $219.8K | -$803.1K | 16 | 2014-08-11 |
| ENPATH MEDICAL, INC. (NPTH) Delisted | Director | 0 | — | — | $0 | 2 | 2007-06-07 |
Recent Filings · Page 2 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-08-09 | NVEC | Grant (A) | — | $0 | EDGAR |
| 2013-01-04 | WSI INDUSTRIES, INC. (WSCI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-09-07 | NVEC | Sell (S) | −2,000 | -$112.5K | EDGAR |
| 2012-09-04 | NVEC | Exer (M) | +2,000 | $69.4K | EDGAR |
| 2012-08-13 | NVEC | Grant (A) | — | $0 | EDGAR |
| 2012-01-05 | WSI INDUSTRIES, INC. (WSCI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-08-16 | NVEC | Grant (A) | — | $0 | EDGAR |
| 2011-02-16 | NVEC | Mixed | — | -$82.8K | EDGAR |
| 2011-01-26 | WSI INDUSTRIES, INC. (WSCI) Delisted | Buy (P) | +1,000 | $4.8K | EDGAR |
| 2011-01-06 | WSI INDUSTRIES, INC. (WSCI) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.