JOSEPH LIU
CIK 1196533 · SVP, Operations · last filed 2015-07-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.76M
Companies
1
Total Filings
32
Lifetime Open-Market Net
-$12.79M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DIOD | SVP, Operations | 195,144 | $85.90 | $16.76M | -$12.79M | 32 | 2015-07-06 |
Recent Filings · Page 2 of 4
32 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-06-06 | DIOD | Sell (S) | −1,316 | -$37.6K | EDGAR |
| 2011-05-31 | DIOD | Grant (A) | +4,600 | $0 | EDGAR |
| 2011-05-27 | DIOD | Sell (S) | −367 | -$10.5K | EDGAR |
| 2011-02-14 | DIOD | Mixed | — | -$637.5K | EDGAR |
| 2010-11-16 | DIOD | Mixed | — | -$1.38M | EDGAR |
| 2010-06-04 | DIOD | Sell (S) | −1,313 | -$24.7K | EDGAR |
| 2010-05-28 | DIOD | Sell (S) | −437 | -$8.6K | EDGAR |
| 2010-05-26 | DIOD | Grant (A) | +5,600 | $0 | EDGAR |
| 2009-12-08 | DIOD | Mixed | +25,350 | -$277.5K | EDGAR |
| 2009-06-01 | DIOD | Grant (A) | +9,000 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.