LEONARD M TANNENBAUM

CIK 1200461 · Executive Chairman · last filed 2026-05-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$240.23M

Companies

8

Total Filings

317

Lifetime Open-Market Net

$43.65M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AFCG Director 6,742,682 $3.27 $22.05M $12.43M 32 2026-05-19
Sunrise Realty Trust, Inc. (SUNSV) Delisted Executive Chairman 3,083,568 $26.54M 36 2026-02-23
OCSL 10%+ Owner 16,639,362 $11.59 $192.85M -$69.99M 38 2021-12-30
Oaktree Specialty Lending Corp (OSLE) Delisted 10%+ Owner 18,678,907 -$42.08M 51 2020-01-31
SBH CEO 1,831,428 $13.83 $25.33M $0 6 2017-10-30
Oaktree Specialty Lending Corp (FSFR) Delisted 10%+ Owner 15,902,593 $25.54M 17 2017-04-06
Oaktree Strategic Income Corp (FSC) Delisted 10%+ Owner 5,238,150 $91.20M 27 2017-02-16
Fifth Street Asset Management Inc. (FSAM) Delisted Chief Executive Officer 40,191,085 $0 2 2014-11-04

Recent Filings · Page 32 of 32

317 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-08-26 Buy (P) +19,600 $208.6K
2008-08-14 Buy (P) +135,000 $1.35M
2008-06-19 Buy (P) +150,000 $2.12M
2007-04-16 Grant (A) $0
2007-04-16 Exer (M) +30,000 $102.5K
2007-04-09 Exer (M) +30,000 $106.0K
2007-01-03 Grant (A) $0
Showing 311317 of 317
Page 32 of 32
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.