DAVID J L WARREN

CIK 1203083 · Vice President · last filed 2008-12-17

DAVID J L WARREN is a Vice President who has filed 6 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $983.1K of TROW on Dec 17, 2008. Across all open-market trades the lifetime net is −$22.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $67.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$67.68M

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$22.34M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
TROW	Vice President	576,743	$117.35	$67.68M	-$22.34M	6	2008-12-17

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2008-12-17	TROW	Exer (M)	+55,000	$983.1K	EDGAR
2008-12-11	TROW	Mixed	+107	$34.3K	EDGAR
2008-09-29	TROW	Mixed	—	-$7.15M	EDGAR
2008-09-25	TROW	Mixed	+455	-$8.58M	EDGAR
2007-09-10	TROW	Grant (A)	+372	$0	EDGAR
2007-01-11	TROW	Grant (A)	+67	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.