COLIN MOORE
CIK 1205983 · EVP & Global CIO · last filed 2022-02-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$35.11M
Companies
1
Total Filings
36
Lifetime Open-Market Net
-$17.68M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMP | EVP & Global CIO | 66,517 | $527.87 | $35.11M | -$17.68M | 36 | 2022-02-01 |
Recent Filings · Page 3 of 4
36 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-01-30 | AMP | Grant (A) | +5,443 | $0 | EDGAR |
| 2017-10-30 | AMP | Mixed | — | -$1.29M | EDGAR |
| 2017-04-04 | AMP | Sell (S) | −20,233 | -$2.61M | EDGAR |
| 2017-02-08 | AMP | Mixed | +17,062 | -$1.68M | EDGAR |
| 2017-02-07 | AMP | Mixed | +6,259 | -$676.5K | EDGAR |
| 2017-02-03 | AMP | Tax (F) | −1,604 | -$185.2K | EDGAR |
| 2016-02-09 | AMP | Tax (F) | −927 | -$76.7K | EDGAR |
| 2016-02-08 | AMP | Tax (F) | −1,181 | -$100.9K | EDGAR |
| 2016-02-03 | AMP | Mixed | +4,548 | -$66.6K | EDGAR |
| 2015-02-10 | AMP | Tax (F) | −2,314 | -$311.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.