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RICHARD H SGARZI

CIK 1207146 · last filed 2014-01-24

RICHARD H SGARZI is a corporate insider who has filed 16 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $54.8K of INDB on Jan 24, 2014. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.12M

Companies

1

Total Filings

16

Lifetime Open-Market Net

-$1.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
INDB Director 48,570 $84.77 $4.12M -$1.94M 16 2014-01-24

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-01-24 INDB Exer (M) +2,000 $54.8K EDGAR
2013-05-23 INDB Grant (A) +1,050 $0 EDGAR
2013-03-25 INDB Exer (M) +1,000 $20.3K EDGAR
2012-05-23 INDB Grant (A) +1,000 $0 EDGAR
2011-05-25 INDB Grant (A) +700 $20.2K EDGAR
2011-05-18 INDB Sell (S) −33,993 -$993.6K EDGAR
2011-03-18 INDB Exer (M) +1,000 $15.1K EDGAR
2010-11-08 INDB Sell (S) −20,000 -$494.6K EDGAR
2010-05-26 INDB Grant (A) +1,200 $0 EDGAR
2010-05-05 INDB Sell (S) −9,584 -$192.7K EDGAR
Showing 1–10 of 16
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.