BRIAN G ROGAN
CIK 1209491 · Vice Chairman · last filed 2014-11-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
1
Total Filings
32
Lifetime Open-Market Net
-$22.75M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp (BK) Delisted | Vice Chairman | 631,600 | $137.16 | $86.63M | -$22.75M | 31 | 2014-11-05 |
Recent Filings · Page 2 of 4
32 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-03-13 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −19,226 | -$431.0K | EDGAR |
| 2012-02-27 | Bank of New York Mellon Corp (BK) Delisted | Grant (A) | +83,886 | $0 | EDGAR |
| 2011-02-28 | Bank of New York Mellon Corp (BK) Delisted | Grant (A) | +53,242 | $0 | EDGAR |
| 2011-02-09 | Bank of New York Mellon Corp (BK) Delisted | Mixed | −5,928 | -$101.9K | EDGAR |
| 2010-07-06 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −41,271 | -$1.02M | EDGAR |
| 2010-04-06 | Bank of New York Mellon Corp (BK) Delisted | Mixed | +7,256 | -$194.9K | EDGAR |
| 2010-03-25 | Bank of New York Mellon Corp (BK) Delisted | Mixed | +27,905 | -$751.8K | EDGAR |
| 2010-03-18 | Bank of New York Mellon Corp (BK) Delisted | Grant (A) | +49,087 | $0 | EDGAR |
| 2009-04-09 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −6,251 | -$170.7K | EDGAR |
| 2009-03-25 | Bank of New York Mellon Corp (BK) Delisted | Tax (F) | −22,295 | -$618.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.