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PETER V SPERLING

CIK 1213138 · Chairman of the Board · last filed 2017-02-02

PETER V SPERLING is a Chairman of the Board who has filed 122 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider disposed of $11.2M of RBA on Feb 2, 2017. 2 SEC filings were submitted jointly with TERRI C BISHOP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

122

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
4615 E ELWOOD
PHOENIX, AZ 85040
Related Filers
TERRI C BISHOP — 2 joint filings, latest 2015-05-21
Moral Compass Corp — 2 joint filings, latest 2015-05-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RBA Chairman of the Board 0 $82.49 $0 $0 3 2017-02-02
CALLWAVE INC (CALL) Delisted Chairman of the Board — — — $0 2 2008-08-07

Recent Filings

122 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-02-02 RBA Disp (D) −1,118,855 -$11.19M EDGAR
2016-08-16 RBA Tax (F) −4,516 -$40.8K EDGAR
2016-07-06 RBA Tax (F) −1,771 -$16.1K EDGAR
2015-10-28 — Sell (S) −3,193,194 -$23.00M
2015-10-26 — Tax (F) −1,986 -$14.3K
2015-08-14 — Mixed +45,014 -$30.5K
2015-07-08 — Tax (F) −529 -$6.9K
2015-07-07 — Tax (F) −1,771 -$22.9K
2014-10-17 — Tax (F) −2,184 -$54.0K
2014-08-14 — Grant (A) +21,132 $0
Showing 1–10 of 122
Page 1 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.