RICHARD Q STIFEL

CIK 1217077 · Executive Vice President · last filed 2010-01-22

RICHARD Q STIFEL is an Executive Vice President who has filed 6 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for SRCE, was dated Jan 22, 2010. Current disclosed insider exposure totals $9.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$9.42M

Companies

1

Total Filings

6

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SRCE	Executive Vice President	113,275	$83.18	$9.42M	$0	6	2010-01-22

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-01-22	SRCE	Disp (D)	−1,937	$0	EDGAR
2009-02-20	SRCE	Grant (A)	+1,196	$0	EDGAR
2009-02-20	SRCE	Grant (A)	+1,196	$0	EDGAR
2009-01-29	SRCE	Disp (D)	−2,246	$0	EDGAR
2008-02-22	SRCE	Mixed	+705	$0	EDGAR
2007-02-16	SRCE	Mixed	+13,760	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.