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ROBERT L SAXE

CIK 1221504 · Chairman of the Board · last filed 2016-01-04

ROBERT L SAXE is a Chairman of the Board who has filed 17 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for REFR, was dated Jan 4, 2016. Across all open-market trades the lifetime net is +$28.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $191.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$191.4K

Companies

1

Total Filings

17

Lifetime Open-Market Net

$28.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
REFR Chairman of the Board 438,005 $0.44 $191.4K $28.1K 17 2016-01-04

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-04 REFR Grant (A) — $0 EDGAR
2015-03-24 REFR Other (J) −2,797 $0 EDGAR
2015-01-05 REFR Grant (A) — $0 EDGAR
2014-09-19 REFR Sell (S) −6,212 -$32.2K EDGAR
2014-01-02 REFR Grant (A) — $0 EDGAR
2013-01-07 REFR Grant (A) — $0 EDGAR
2012-01-04 REFR Grant (A) +33,900 $0 EDGAR
2011-04-25 REFR Buy (P) +5,000 $24.9K EDGAR
2011-01-04 REFR Grant (A) +20,000 $0 EDGAR
2010-01-05 REFR Mixed — $0 EDGAR
Showing 1–10 of 17
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.