NICHOLAS J SIMON III
CIK 1221595 · last filed 2013-04-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
9
Total Filings
23
Lifetime Open-Market Net
$3.21M
Filer Profile
Reported Address
THE JOHN HANCOCK TOWER200 CLARENDON STREET, 54TH FLOOR
BOSTON, MA 02116
Related Filers
NICHOLAS GALAKATOS — 54 joint filings, latest 2016-09-29
KURT WHEELER — 47 joint filings, latest 2016-09-29
ANSBERT GADICKE — 44 joint filings, latest 2013-02-07
DENNIS HENNER — 44 joint filings, latest 2012-07-10
MICHAEL STEINMETZ — 44 joint filings, latest 2013-02-07
LUKE EVNIN — 39 joint filings, latest 2013-02-07
MPM BIOVENTURES III GP L.P. — 2 joint filings, latest 2006-12-21
MPM BIOVENTURES III LLC — 2 joint filings, latest 2006-12-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Radius Health, Inc. (RDUS) Delisted | 10%+ Owner | — | $30.00 | — | $0 | 1 | 2013-04-30 |
| HUMANIGEN, INC (KBIO) Delisted | 10%+ Owner | 2,319,401 | — | — | $0 | 1 | 2013-02-07 |
| Pernix Sleep, Inc. (SOMX) Delisted | 10%+ Owner | 362,558 | — | — | -$5.27M | 2 | 2012-07-10 |
| ARYx Therapeutics, Inc. (ARYX) Delisted | Director | 5,368,974 | — | — | $6.93M | 8 | 2010-10-04 |
| PONIARD PHARMACEUTICALS, INC. (PARDD) Delisted | Director | 6,435,538 | — | — | $1.65M | 6 | 2010-06-11 |
| Altimmune, Inc. (PIP) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2009-07-30 |
| Pharmasset Inc (VRUS) Delisted | 10%+ Owner | 5,199 | — | — | -$102.3K | 1 | 2008-04-02 |
| BARRIER THERAPEUTICS INC (BTRX) Delisted | Director | — | — | — | $0 | 1 | 2007-06-08 |
| COTHERIX INC (CTRX) Delisted | Director | 0 | — | — | $0 | 2 | 2007-01-10 |
Recent Filings · Page 2 of 3
23 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-05-01 | ARYx Therapeutics, Inc. (ARYX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-11-25 | ARYx Therapeutics, Inc. (ARYX) Delisted | — | — | $0 | EDGAR |
| 2008-11-17 | ARYx Therapeutics, Inc. (ARYX) Delisted | Buy (P) | +1,787,710 | $3.93M | EDGAR |
| 2008-06-25 | PONIARD PHARMACEUTICALS, INC. (PARDD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-04-02 | Pharmasset Inc (VRUS) Delisted | Sell (S) | −5,117 | -$102.3K | EDGAR |
| 2007-11-13 | ARYx Therapeutics, Inc. (ARYX) Delisted | Mixed | +3,581,264 | $3.00M | EDGAR |
| 2007-11-09 | ARYx Therapeutics, Inc. (ARYX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-06-18 | PONIARD PHARMACEUTICALS, INC. (PARDD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-06-08 | BARRIER THERAPEUTICS INC (BTRX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-05-08 | Pernix Sleep, Inc. (SOMX) Delisted | Sell (S) | −22,800 | -$410.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.