VICTOR F KEEN

CIK 1223065 · Co-Chairman · last filed 2024-11-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$255.7K

Companies

1

Total Filings

39

Lifetime Open-Market Net

$351.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
REFR Director 360,099 $0.71 $255.7K $351.6K 13 2013-01-07

Recent Filings · Page 3 of 4

39 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-12-11 Sell (S) −5,503,413 -$550.3K
2019-12-30 Conv (C) +71,336,006 $1.57M
2017-12-05 Buy (P) +20,000,000 $750.0K
2016-10-05 Grant (A) $0
2016-03-28 Grant (A) $0
2013-12-13 Grant (A) +75,000 $75.0K
2013-01-07 REFR Grant (A) +18,300 $0 EDGAR
2012-01-04 REFR Grant (A) +19,300 $0 EDGAR
2011-04-07 REFR Buy (P) +15,000 $100.5K EDGAR
2011-01-04 REFR Grant (A) +12,600 $0 EDGAR
Showing 2130 of 39
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.