THOMAS L COLE
CIK 1227926 · Chief Administrative Officer · last filed 2020-08-18
THOMAS L COLE is a Chief Administrative Officer who has filed 29 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider sold $3.4K of SMRT on Aug 18, 2020. Across all open-market trades the lifetime net is −$9.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$4.31M
2
29
-$9.24M
Holdings By Company
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-08-18 | SMRT | Sell (S) | −15,484 | -$3.4K | EDGAR |
| 2020-04-09 | SMRT | Exer (M) | +1,778 | $0 | EDGAR |
| 2020-01-23 | SMRT | Exer (M) | +1,777 | $0 | EDGAR |
| 2019-03-27 | SMRT | Exer (M) | +1,777 | $0 | EDGAR |
| 2019-01-24 | SMRT | Grant (A) | — | $0 | EDGAR |
| 2018-03-22 | SMRT | Grant (A) | — | $0 | EDGAR |
| 2017-01-11 | SMRT | Grant (A) | +10,152 | $0 | EDGAR |
| 2016-06-22 | SMRT | Grant (A) | — | $0 | EDGAR |
| 2012-03-27 | M | Grant (A) | — | $0 | EDGAR |
| 2012-02-28 | M | Mixed | +84,250 | $3.12M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.