ALEXANDER ELLIS III
CIK 1228600 · last filed 2017-05-30
ALEXANDER ELLIS III is a corporate insider who has filed 12 SEC Form 4 insider transactions across 2 companies since 2007. 12 SEC filings were submitted jointly with WILLIAM E JAMES.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
2
12
$0
Filer Profile
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CDTI ADVANCED MATERIALS, INC. (CDTI) Delisted | Director | — | — | — | $0 | 3 | 2012-11-14 |
| COMVERGE, INC. (COMV) Delisted | Director | 1,338,983 | — | — | $0 | 2 | 2007-05-17 |
Recent Filings
12 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-30 | — | Grant (A) | +30,000 | $0 | |
| 2016-12-02 | — | Grant (A) | +30,000 | $0 | |
| 2016-11-28 | — | Grant (A) | +30,000 | $0 | |
| 2015-08-26 | — | Grant (A) | +15,000 | $0 | |
| 2014-12-02 | — | Other (J) | — | $0 | |
| 2014-11-12 | — | Other (J) | — | $0 | |
| 2014-10-02 | — | Other (J) | — | $0 | |
| 2012-11-14 | CDTI ADVANCED MATERIALS, INC. (CDTI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-12-02 | CDTI ADVANCED MATERIALS, INC. (CDTI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-11-18 | CDTI ADVANCED MATERIALS, INC. (CDTI) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.