JAMES M BARKLEY
CIK 1235738 · General Counsel · last filed 2016-03-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$20.42M
Companies
1
Total Filings
19
Lifetime Open-Market Net
-$3.92M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SPG | General Counsel | 89,288 | $228.70 | $20.42M | -$3.92M | 19 | 2016-03-11 |
Recent Filings · Page 2 of 2
19 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-07-01 | SPG | Grant (A) | — | $0 | EDGAR |
| 2010-12-30 | SPG | Gift (G) | −105 | -$10.5K | EDGAR |
| 2010-09-08 | SPG | Mixed | — | -$348.1K | EDGAR |
| 2010-03-18 | SPG | Grant (A) | +9,024 | $0 | EDGAR |
| 2009-12-16 | SPG | Sell (S) | −20,000 | -$1.55M | EDGAR |
| 2009-03-03 | SPG | Grant (A) | +9,658 | $0 | EDGAR |
| 2008-03-12 | SPG | Sell (S) | −4,400 | -$378.4K | EDGAR |
| 2008-03-03 | SPG | Grant (A) | +9,414 | $0 | EDGAR |
| 2007-03-09 | SPG | Grant (A) | +8,407 | $0 | EDGAR |
Showing 11–19 of 19
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.