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WAYNE J GRACE

CIK 1237665 · last filed 2016-01-04

WAYNE J GRACE is a corporate insider who has filed 38 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for CASS, was dated Jan 4, 2016. Across all open-market trades the lifetime net is −$379.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions. 51 SEC filings were submitted jointly with CASS INFORMATION SYSTEMS INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.29M

Companies

1

Total Filings

38

Lifetime Open-Market Net

-$379.0K

Filer Profile

Related Filers
CASS INFORMATION SYSTEMS INC — 51 joint filings, latest 2016-01-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CASS Director 23,076 $55.81 $1.29M -$379.0K 38 2016-01-04

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-04 CASS Grant (A) +121 $0 EDGAR
2015-10-29 CASS Sell (S) −222 -$11.8K EDGAR
2015-09-30 CASS Grant (A) +126 $0 EDGAR
2015-06-30 CASS Grant (A) +108 $0 EDGAR
2015-05-12 CASS Gift (G) −500 $0 EDGAR
2015-04-28 CASS Sell (S) −1,075 -$57.1K EDGAR
2015-04-22 CASS Grant (A) +791 $0 EDGAR
2015-04-02 CASS Grant (A) +89 $0 EDGAR
2014-12-31 CASS Grant (A) +93 $0 EDGAR
2014-10-01 CASS Grant (A) +120 $0 EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.