WAYNE J GRACE

CIK 1237665 · last filed 2016-01-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.29M

Companies

1

Total Filings

38

Lifetime Open-Market Net

-$379.0K

Filer Profile

Related Filers
CASS INFORMATION SYSTEMS INC — 51 joint filings, latest 2016-01-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CASS Director 23,076 $55.81 $1.29M -$379.0K 38 2016-01-04

Recent Filings · Page 3 of 4

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-04-18 CASS Grant (A) +853 $0 EDGAR
2012-11-26 CASS Sell (S) −1,000 -$45.9K EDGAR
2012-11-20 CASS Sell (S) −1,000 -$44.0K EDGAR
2012-09-07 CASS Sell (S) −660 -$26.8K EDGAR
2012-08-30 CASS Sell (S) −660 -$26.7K EDGAR
2012-04-18 CASS Grant (A) +234 $0 EDGAR
2012-02-06 CASS Sell (S) −996 -$41.0K EDGAR
2011-12-07 CASS Sell (S) −1,230 -$44.4K EDGAR
2010-12-17 CASS Gift (G) −640 $0 EDGAR
2010-09-13 CASS Buy (P) +629 $20.7K EDGAR
Showing 2130 of 38
Page 3 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.