CHARLES M III BRENNAN

CIK 1240710 · last filed 2013-10-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$36.88M

Companies

2

Total Filings

43

Lifetime Open-Market Net

$158.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DY Director 72,966 $464.64 $33.90M $158.8K 30 2013-10-24
ROG Director 18,730 $159.14 $2.98M $0 13 2013-05-07

Recent Filings · Page 4 of 5

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-07-30 DY Grant (A) +314 $5.0K EDGAR
2008-06-18 ROG Grant (A) +468 $18.9K EDGAR
2008-04-30 DY Grant (A) +347 $5.0K EDGAR
2008-03-04 DY Buy (P) +10,000 $115.0K EDGAR
2008-01-30 DY Grant (A) +215 $5.0K EDGAR
2007-12-18 ROG Grant (A) $0 EDGAR
2007-12-18 ROG Grant (A) $0 EDGAR
2007-11-21 DY Grant (A) +2,697 $0 EDGAR
2007-10-31 DY Grant (A) +175 $5.0K EDGAR
2007-07-31 DY Grant (A) +176 $5.0K EDGAR
Showing 3140 of 43
Page 4 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.