JAMES A BOWEN
CIK 1241109 · President · last filed 2025-03-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$51.30M
Companies
10
Total Filings
42
Lifetime Open-Market Net
-$12.79M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FTHY | Director | 169,500 | $13.47 | $2.28M | $2.52M | 8 | 2025-03-13 |
| FCT | Director | 0 | $9.66 | $0 | $9.5K | 3 | 2024-12-17 |
| FFA | Director | 0 | $23.60 | $0 | -$32.3K | 2 | 2024-12-17 |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted | Director | 157,808 | $12.59 | $1.99M | $2.18M | 7 | 2021-08-24 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Director | 7,025 | $12.22 | $85.8K | $100.9K | 3 | 2019-09-26 |
| BAND | 10%+ Owner | 929,929 | $52.71 | $49.02M | -$17.65M | 6 | 2018-08-10 |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | President | 0 | $9.58 | $0 | $3.0K | 5 | 2010-03-26 |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted | President | 500 | $8.45 | $4.2K | $18.6K | 2 | 2010-03-24 |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | President | 0 | $6.51 | $0 | -$11.5K | 1 | 2010-03-24 |
| FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY) Delisted | President | 833 | — | — | $61.3K | 4 | 2007-08-08 |
Recent Filings · Page 5 of 5
42 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-08-01 | FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | Buy (P) | +500 | $9.2K | EDGAR |
| 2007-07-31 | FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY) Delisted | Buy (P) | +1,000 | $18.1K | EDGAR |
Showing 41–42 of 42
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Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.