HOTTINGER CAPITAL CORP

CIK 1241762 · last filed 2014-03-10

HOTTINGER CAPITAL CORP is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider bought $333.7K of SWZ on Mar 10, 2014. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $578.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$578.4K

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$1.80M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SWZ		98,699	$5.86	$578.4K	-$1.80M	6	2014-03-10

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-03-10	SWZ	Buy (P)	−22,348	-$333.7K	EDGAR
2013-07-03	SWZ	Buy (P)	−113,285	-$1.39M	EDGAR
2013-07-03	SWZ	Buy (P)	−8,715	-$106.5K	EDGAR
2008-10-07	SWZ	Buy (P)	+1,100	$12.2K	EDGAR
2008-03-12	SWZ	Buy (P)	+1,700	$27.1K	EDGAR
2007-07-05	SWZ	Exer (X)	+48,880	$811.4K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.