DIANE M SULLIVAN
CIK 1245939 · Executive Chair · last filed 2025-05-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.39M
Companies
2
Total Filings
116
Lifetime Open-Market Net
-$35.39M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CAL | Executive Chair | 98,047 | $14.15 | $1.39M | -$31.43M | 85 | 2025-05-27 |
| CALERES INC (BWS) Delisted | CEO, Pres. & Chair. of Board | 544,220 | — | — | -$3.96M | 26 | 2015-05-28 |
Recent Filings · Page 3 of 12
116 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-11-16 | CAL | Sell (S) | −6,805 | -$188.8K | EDGAR |
| 2023-11-07 | CAL | Sell (S) | −11,265 | -$314.1K | EDGAR |
| 2023-10-12 | CAL | Sell (S) | −20,317 | -$567.4K | EDGAR |
| 2023-10-10 | CAL | Sell (S) | −21,860 | -$579.2K | EDGAR |
| 2023-10-06 | CAL | Sell (S) | −27,260 | -$734.5K | EDGAR |
| 2023-10-04 | CAL | Sell (S) | −26,363 | -$744.3K | EDGAR |
| 2023-10-02 | CAL | Notice (144) | −191,380 | -$5.44M | EDGAR |
| 2023-06-15 | CAL | Conv (C) | — | $0 | EDGAR |
| 2023-03-20 | CAL | Tax (F) | −80,954 | -$1.84M | EDGAR |
| 2023-03-13 | CAL | Mixed | +187,735 | -$3.87M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.