JOHN P POTHOVEN

CIK 1254732 · Executive Vice President & COO · last filed 2014-11-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

23

Lifetime Open-Market Net

-$116.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MidWestOne Financial Group, Inc. (MOFG) Delisted Director 32,794 $48.12 $1.58M -$68.1K 16 2014-11-21
MIDWESTONE FINANCIAL GROUP INC (OSKY) Delisted Director 44,941 -$48.7K 6 2007-07-26

Recent Filings · Page 2 of 3

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-05-26 MidWestOne Financial Group, Inc. (MOFG) Delisted Grant (A) +260 $0 EDGAR
2011-04-22 MidWestOne Financial Group, Inc. (MOFG) Delisted Grant (A) +260 $0 EDGAR
2010-01-25 MidWestOne Financial Group, Inc. (MOFG) Delisted Grant (A) +500 $0 EDGAR
2009-01-26 MidWestOne Financial Group, Inc. (MOFG) Delisted Grant (A) +500 $0 EDGAR
2008-05-12 MidWestOne Financial Group, Inc. (MOFG) Delisted Mixed +381 $277 EDGAR
2008-03-18 Disp (D) −77,464 $0
2008-03-18 MidWestOne Financial Group, Inc. (MOFG) Delisted Grant (A) +73,589 $0 EDGAR
2007-07-26 MIDWESTONE FINANCIAL GROUP INC (OSKY) Delisted Exer (M) +1,500 $16.9K EDGAR
2007-05-15 MIDWESTONE FINANCIAL GROUP INC (OSKY) Delisted Exer (M) +3,750 $31.4K EDGAR
2007-04-30 MIDWESTONE FINANCIAL GROUP INC (OSKY) Delisted Sell (S) −1,245 -$21.2K EDGAR
Showing 1120 of 23
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.