RICK L WITTENBRAKER

CIK 1270216 · Sr. Vice President · last filed 2014-10-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$19.37M

Companies

2

Total Filings

27

Lifetime Open-Market Net

-$373.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WM Sr. Vice President 81,653 $237.27 $19.37M -$297.8K 19 2014-10-08
WASTE MANAGEMENT INC (WMI) Delisted SVP and General Counsel 33,638 -$76.1K 8 2009-02-19

Recent Filings · Page 2 of 3

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-11-08 WM Grant (A) +6,061 $0 EDGAR
2012-03-12 WM Grant (A) $0 EDGAR
2012-02-21 WM Mixed +8,973 $308.8K EDGAR
2011-05-23 WM Mixed +9,271 -$208.1K EDGAR
2011-03-10 WM Grant (A) $0 EDGAR
2010-05-06 WM Grant (A) +1,000 $0 EDGAR
2010-03-11 WM Grant (A) $0 EDGAR
2010-02-18 WM Mixed +4,562 $149.4K EDGAR
2010-01-28 WM Mixed −1,783 -$58.0K EDGAR
2009-02-19 WASTE MANAGEMENT INC (WMI) Delisted Mixed +3,967 $113.0K EDGAR
Showing 1120 of 27
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.