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RAYMOND D MATSUMOTO

CIK 1281197 · EVP, Chief Operating Officer · last filed 2026-09-16

RAYMOND D MATSUMOTO is an EVP, Chief Operating Officer who has filed 50 SEC Form 4 insider transactions across 3 companies since 2016. The most recent filing, for AX, was dated Sep 16, 2026. Current disclosed insider exposure totals $4.1M across reported positions. 7 SEC filings were submitted jointly with CIT GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.10M

Companies

3

Total Filings

50

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
4350 LA JOLLA VILLAGE DRIVE
SUITE 140
SAN DIEGO, CA 92122
Related Filers
CIT GROUP INC — 7 joint filings, latest 2017-03-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AX EVP, Chief Operating Officer 46,148 $88.94 $4.10M $0 34 2026-09-16
Axos Financial, Inc. (AXO) Delisted 9,536 $25.12 $239.5K $0 10 2021-03-26
CIT GROUP INC (CIT) Delisted EVP 25,040 $53.50 $1.34M $0 6 2017-03-03

Recent Filings

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-09-16 AX Mixed +2,278 $211.1K EDGAR
2026-03-24 AX Mixed +747 $61.9K EDGAR
2026-03-16 AX Mixed +1,977 $167.4K EDGAR
2025-09-25 AX Mixed +1,600 $141.5K EDGAR
2025-09-17 AX Mixed +2,490 $224.8K EDGAR
2025-03-25 AX Mixed +860 $55.2K EDGAR
2025-03-21 AX Grant (A) — $0 EDGAR
2025-03-18 AX Mixed +1,968 $125.8K EDGAR
2024-09-25 AX Mixed +1,153 $75.9K EDGAR
2024-09-17 AX Mixed +1,036 $65.5K EDGAR
Showing 1–10 of 50
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.