ARTHUR H PENN
CIK 1284937 · Chairman and CEO · last filed 2023-05-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.92M
Companies
4
Total Filings
99
Lifetime Open-Market Net
$5.99M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNNT | Chairman and CEO | 1,306,833 | $3.35 | $4.38M | $3.95M | 48 | 2023-05-19 |
| PENNANTPARK INVESTMENT CORP (PNNTG) Delisted | Chairman and CEO | 1,131,833 | $25.08 | $28.39M | $643.6K | 8 | 2020-03-23 |
| PFLT | Chairman and CEO | 344,009 | $7.40 | $2.55M | -$150.9K | 30 | 2020-03-23 |
| PENNANTPARK INVESTMENT CORP (PNTA) Delisted | Chairman and CEO / Investment | 713,323 | — | — | $1.55M | 13 | 2017-05-17 |
Recent Filings · Page 8 of 10
99 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-01-24 | PFLT | Buy (P) | −4,300 | -$57.3K | EDGAR |
| 2013-01-22 | PFLT | Buy (P) | −2,775 | -$37.2K | EDGAR |
| 2013-01-17 | PFLT | Buy (P) | −10,000 | -$134.1K | EDGAR |
| 2010-08-13 | PNNT | Buy (P) | +5,000 | $51.0K | EDGAR |
| 2010-05-07 | PNNT | Buy (P) | +5,000 | $48.0K | EDGAR |
| 2010-02-10 | PNNT | Buy (P) | +4,000 | $37.3K | EDGAR |
| 2010-02-08 | PNNT | Buy (P) | +7,000 | $63.4K | EDGAR |
| 2009-11-30 | PNNT | Buy (P) | +4,000 | $33.9K | EDGAR |
| 2009-11-24 | PNNT | Buy (P) | +8,000 | $67.3K | EDGAR |
| 2009-08-12 | PNNT | Buy (P) | +5,000 | $43.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.