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E Rogers Novak JR

CIK 1292028 · last filed 2019-06-04

E Rogers Novak JR is a corporate insider who has filed 18 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for HMHC, was dated Jun 4, 2019. Across all open-market trades the lifetime net is −$1.2M, making them a net seller over the disclosed history. 9 SEC filings were submitted jointly with Novak Biddle Co V, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

18

Lifetime Open-Market Net

-$1.21M

Filer Profile

Reported Address
7501 WISCONSIN AVENUE
EAST TOWER SUITE 1380
BETHESDA, MD 20814
Related Filers
Novak Biddle Co V, LLC — 9 joint filings, latest 2019-02-14
Novak Biddle Venture Partners V L P — 9 joint filings, latest 2019-02-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Houghton Mifflin Harcourt Co (HMHC) Delisted Director 22,989 $21.03 $483.5K $0 6 2019-06-04
APPN 10%+ Owner 0 $38.37 $0 $0 2 2018-12-14
BLACKBOARD INC (BBBB) Delisted Director 45,734 — — -$1.21M 9 2011-06-17

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-06-04 Houghton Mifflin Harcourt Co (HMHC) Delisted Mixed +4,942 $0 EDGAR
2018-12-14 APPN Mixed +1,455 $0 EDGAR
2018-06-04 Houghton Mifflin Harcourt Co (HMHC) Delisted Mixed — $0 EDGAR
2017-12-11 APPN Mixed +1,335 $0 EDGAR
2017-06-02 Houghton Mifflin Harcourt Co (HMHC) Delisted Mixed — $0 EDGAR
2016-06-02 Houghton Mifflin Harcourt Co (HMHC) Delisted Mixed +3,222 $0 EDGAR
2015-06-02 Houghton Mifflin Harcourt Co (HMHC) Delisted Mixed +4,665 $0 EDGAR
2013-11-25 Houghton Mifflin Harcourt Co (HMHC) Delisted Exer (M) +6,800 $0 EDGAR
2011-10-06 — Disp (D) −45,734 -$2.06M
2011-06-17 BLACKBOARD INC (BBBB) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.