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LAMPE, CONWAY & CO. LLC

CIK 1299982 · last filed 2015-12-14

LAMPE, CONWAY & CO. LLC is a corporate insider who has filed 12 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for CDZI, was dated Dec 14, 2015. Across all open-market trades the lifetime net is +$61.9M, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 83 SEC filings were submitted jointly with RICHARD F CONWAY.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

5

Total Filings

12

Lifetime Open-Market Net

$61.87M

Filer Profile

Reported Address
680 FIFTH AVENUE, SUITE 1202
NEW YORK, NY 10019
Phone
(212) 581-8989
Related Filers
RICHARD F CONWAY — 83 joint filings, latest 2020-03-09
STEVEN LAMPE — 83 joint filings, latest 2020-03-09
LC CAPITAL MASTER FUND LTD — 77 joint filings, latest 2020-03-09
LC CAPITAL PARTNERS LP — 24 joint filings, latest 2020-03-09
LC Capital Advisors LLC — 22 joint filings, latest 2020-03-09
LC Capital Offshore Fund Ltd — 10 joint filings, latest 2020-03-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CDZI Director — $3.65 — $0 3 2015-12-14
ATS CORP (ATSC) Delisted 10%+ Owner 9,147,630 — — $117.3K 2 2010-12-15
SILICON GRAPHICS INC (SGIC) Delisted 10%+ Owner 2,535,092 — — $2.26M 3 2009-03-05
PARTICLE DRILLING TECHNOLOGIES INC/NV (PDRT) Delisted 10%+ Owner — — — $0 1 2009-02-20
DAYSTAR TECHNOLOGIES INC (DSTIZ) Delisted 10%+ Owner 5,050,203 — — $59.50M 1 2007-10-30

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-12-14 CDZI Mixed — $0 EDGAR
2013-09-12 — Other (J) — $0
2012-11-14 CDZI Buy (P) — $0 EDGAR
2010-12-15 ATS CORP (ATSC) Delisted Buy (P) +5,600 $15.6K EDGAR
2010-10-25 ATS CORP (ATSC) Delisted Buy (P) +36,000 $101.6K EDGAR
2009-06-09 CDZI Mixed — $0 EDGAR
2009-03-05 SILICON GRAPHICS INC (SGIC) Delisted Sell (S) −20,520 -$30.4K EDGAR
2009-02-20 PARTICLE DRILLING TECHNOLOGIES INC/NV (PDRT) Delisted Buy (P) — $0 EDGAR
2008-09-12 SILICON GRAPHICS INC (SGIC) Delisted Buy (P) +1,500 $9.2K EDGAR
2008-05-20 — Exer (X) +2,012,724 $0
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.