THOMAS J HERZFELD

CIK 1310710 · PRESIDENT · last filed 2026-04-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.28M

Companies

2

Total Filings

80

Lifetime Open-Market Net

-$1.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HERZ 197,248 $16.62 $3.28M $135.6K 6 2026-04-17
Herzfeld Credit Income Fund, Inc (CUBA) Delisted 1,787,185 $2.52 $4.50M -$1.65M 74 2025-07-02

Recent Filings · Page 4 of 8

80 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-04-04 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +22,605 $83.6K EDGAR
2023-01-04 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +20,077 $79.4K EDGAR
2022-11-16 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Sell (S) −71,983 -$358.6K EDGAR
2022-10-04 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +20,259 $86.0K EDGAR
2022-07-05 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +29,962 $124.0K EDGAR
2022-04-04 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +24,364 $119.1K EDGAR
2022-01-24 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +21,891 $115.6K EDGAR
2022-01-04 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +18,753 $99.0K EDGAR
2021-11-17 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Sell (S) −50,406 -$351.9K EDGAR
2021-10-15 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +19,427 $110.3K EDGAR
Showing 3140 of 80
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.