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Zeff Holding Company, LLC

CIK 1311997 · last filed 2009-03-04

Zeff Holding Company, LLC is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider sold $36.3K of SPOR on Mar 4, 2009. Across all open-market trades the lifetime net is −$10.6M, making them a net seller over the disclosed history. The firm reports its address in Los Angeles, CA. 242 SEC filings were submitted jointly with DANIEL ZEFF.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

6

Lifetime Open-Market Net

-$10.65M

Filer Profile

Reported Address
400 S. MCCADDEN PL.
LOS ANGELES, CA 90020
Phone
(415) 847-6808
State of Incorporation
DE
Related Filers
DANIEL ZEFF — 242 joint filings, latest 2023-08-02
Zeff Capital Partners I, L.P. — 236 joint filings, latest 2009-03-13
Spectrum Galaxy Fund Ltd. — 212 joint filings, latest 2009-03-13
Zeff Capital, LP — 5 joint filings, latest 2023-08-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPORT HALEY INC (SPOR) Delisted 10%+ Owner 174,212 — — -$36.3K 1 2009-03-04
COMMERCE ENERGY GROUP, INC. (EGR) Delisted 10%+ Owner 1,259,084 — — -$630.6K 4 2008-02-11
DOCUMENT SCIENCES CORP (DOCX) Delisted 10%+ Owner 57,929 — — -$9.98M 1 2007-12-28

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-03-04 SPORT HALEY INC (SPOR) Delisted Sell (S) −196,400 -$36.3K EDGAR
2008-02-11 COMMERCE ENERGY GROUP, INC. (EGR) Delisted Sell (S) −165,600 -$216.0K EDGAR
2007-12-28 DOCUMENT SCIENCES CORP (DOCX) Delisted Sell (S) −692,000 -$9.98M EDGAR
2007-12-10 COMMERCE ENERGY GROUP, INC. (EGR) Delisted Sell (S) −22,000 -$40.0K EDGAR
2007-10-17 COMMERCE ENERGY GROUP, INC. (EGR) Delisted Sell (S) −70,720 -$156.9K EDGAR
2007-10-16 COMMERCE ENERGY GROUP, INC. (EGR) Delisted Sell (S) −98,000 -$217.7K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.