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Empire Capital Management, L.L.C.

CIK 1321711 · last filed 2013-09-05

Empire Capital Management, L.L.C. is a corporate insider who has filed 70 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $5.3M of SONS on Sep 5, 2013. Across all open-market trades the lifetime net is +$47.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.1M across reported positions. The firm reports its address in Westport, CT. 45 SEC filings were submitted jointly with Scott A Fine.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.06M

Companies

6

Total Filings

70

Lifetime Open-Market Net

$47.85M

Filer Profile

Reported Address
1 GORHAM ISLAND
WESTPORT, CT 06880
Phone
(203) 454-1019
State of Incorporation
DE
Related Filers
Scott A Fine — 45 joint filings, latest 2014-05-27
Peter J Richards — 45 joint filings, latest 2014-05-27
Empire Capital Partners, L.P. — 10 joint filings, latest 2013-08-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Sonus, Inc. (SONS) Delisted 10%+ Owner 26,303,552 — — $30.10M 15 2013-09-05
KEYNOTE SYSTEMS INC (KEYN) Delisted 10%+ Owner 1,800,000 — — $386.5K 5 2013-07-10
OCZ TECHNOLOGY GROUP INC (OCZ) Delisted 10%+ Owner 1,000,000 — — $7.00M 1 2010-11-08
LTRX 10%+ Owner 1,005,000 $7.03 $7.06M -$303.1K 5 2009-11-06
ENTRUST INC (ENTU) Delisted 10%+ Owner 11,250,700 — — $9.94M 20 2008-11-07
STOCKERYALE INC (STKR) Delisted 10%+ Owner 5,492,500 — — $723.8K 7 2008-11-04

Recent Filings

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-09-05 Sonus, Inc. (SONS) Delisted Sell (S) −1,503,024 -$5.29M EDGAR
2013-07-10 KEYNOTE SYSTEMS INC (KEYN) Delisted Sell (S) −2,000,000 -$39.97M EDGAR
2013-05-22 KEYNOTE SYSTEMS INC (KEYN) Delisted Sell (S) −1,822,970 -$23.30M EDGAR
2013-01-04 Sonus, Inc. (SONS) Delisted Buy (P) +238,800 $434.6K EDGAR
2012-12-31 KEYNOTE SYSTEMS INC (KEYN) Delisted Other (J) −42,030 $0 EDGAR
2012-12-31 Sonus, Inc. (SONS) Delisted Mixed −240,000 $128.5K EDGAR
2012-11-02 Sonus, Inc. (SONS) Delisted Buy (P) +156,978 $288.1K EDGAR
2012-10-31 Sonus, Inc. (SONS) Delisted Buy (P) +1,013,022 $1.82M EDGAR
2012-10-24 Sonus, Inc. (SONS) Delisted Buy (P) +318,054 $577.8K EDGAR
2012-10-17 Sonus, Inc. (SONS) Delisted Buy (P) +485,004 $856.0K EDGAR
Showing 1–10 of 70
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.