Empire Capital Management, L.L.C.
CIK 1321711 · last filed 2013-09-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$33.35M
Companies
6
Total Filings
70
Lifetime Open-Market Net
$47.85M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Sonus, Inc. (SONS) Delisted | 10%+ Owner | 26,303,552 | — | — | $30.10M | 15 | 2013-09-05 |
| KEYNOTE SYSTEMS INC (KEYN) Delisted | 10%+ Owner | 1,800,000 | — | — | $386.5K | 5 | 2013-07-10 |
| OCZ TECHNOLOGY GROUP INC (OCZ) Delisted | 10%+ Owner | 1,000,000 | — | — | $7.00M | 1 | 2010-11-08 |
| LTRX | 10%+ Owner | 6,030,000 | $5.53 | $33.35M | -$303.1K | 5 | 2009-11-06 |
| ENTRUST INC (ENTU) Delisted | 10%+ Owner | 11,250,700 | — | — | $9.94M | 20 | 2008-11-07 |
| STOCKERYALE INC (STKR) Delisted | 10%+ Owner | 5,492,500 | — | — | $723.8K | 7 | 2008-11-04 |
Recent Filings · Page 7 of 7
70 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-11-20 | — | Buy (P) | +525,641 | $665.8K | |
| 2007-11-01 | — | Buy (P) | +129,026 | $214.2K | |
| 2007-10-31 | — | Buy (P) | +248,212 | $416.8K | |
| 2007-08-27 | LTRX | Sell (S) | −7,351 | -$10.2K | EDGAR |
| 2007-07-10 | LTRX | Sell (S) | −19,928 | -$28.4K | EDGAR |
| 2007-07-09 | STOCKERYALE INC (STKR) Delisted | Buy (P) | +606,992 | $546.3K | EDGAR |
| 2007-07-06 | LTRX | Sell (S) | −29,881 | -$42.5K | EDGAR |
| 2007-07-02 | LTRX | Sell (S) | −76,040 | -$106.0K | EDGAR |
| 2007-05-31 | — | Buy (P) | −25,000 | -$7.5K | |
| 2007-01-19 | — | Sell (S) | −500,000 | -$1.57M |
Showing 61–70 of 70
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Page 7 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.