Kim Michelle Sharan

CIK 1335741 · Pres Fncl Plng & Wealth & CMO · last filed 2014-02-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$14.41M

Companies

1

Total Filings

39

Lifetime Open-Market Net

-$21.73M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMP Pres Fncl Plng & Wealth & CMO 27,290 $527.87 $14.41M -$21.73M 39 2014-02-24

Recent Filings · Page 2 of 4

39 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-02-08 AMP Tax (F) −1,129 -$74.9K EDGAR
2013-02-06 AMP Grant (A) +3,322 $0 EDGAR
2012-12-07 AMP Mixed +7,008 -$1.16M EDGAR
2012-08-16 AMP Mixed +2,697 -$1.18M EDGAR
2012-03-01 AMP Mixed +3,517 -$536.8K EDGAR
2012-02-14 AMP Grant (A) $0 EDGAR
2012-02-10 AMP Tax (F) −1,472 -$80.4K EDGAR
2012-02-08 AMP Mixed −8,987 -$1.40M EDGAR
2011-02-09 AMP Mixed +2,765 -$93.9K EDGAR
2011-02-01 AMP Tax (F) −525 -$31.7K EDGAR
Showing 1120 of 39
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.