Richard V Spencer

CIK 1343880 · CFO & Senior Vice President · last filed 2007-04-04

Richard V Spencer is a CFO & Senior Vice President who has filed 6 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ICE, was dated Apr 4, 2007. Across all open-market trades the lifetime net is −$5.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $37.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$37.18M

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$5.29M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ICE	CFO & Senior Vice President	265,865	$139.84	$37.18M	-$5.29M	6	2007-04-04

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2007-04-04	ICE	Mixed	+3,372	-$318.1K	EDGAR
2007-03-09	ICE	Sell (S)	−8,000	-$1.08M	EDGAR
2007-02-26	ICE	Tax (F)	−1,274	-$204.6K	EDGAR
2007-02-14	ICE	Mixed	−13,498	-$2.63M	EDGAR
2007-02-08	ICE	Sell (S)	−6,000	-$843.5K	EDGAR
2007-01-05	ICE	Mixed	+17,724	-$1.99M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.