JOHN LEE

CIK 1357576 · last filed 2016-08-03

JOHN LEE is a corporate insider who has filed 11 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for EWBC, was dated Aug 3, 2016. Across all open-market trades the lifetime net is −$2.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $42.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$42.58M

Companies

1

Total Filings

11

Lifetime Open-Market Net

-$2.04M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
EWBC	Director	316,528	$134.52	$42.58M	-$2.04M	11	2016-08-03

Recent Filings

11 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-08-03	EWBC	Grant (A)	+2,970	$0	EDGAR
2015-08-10	EWBC	Grant (A)	+2,230	$0	EDGAR
2015-03-16	EWBC	Sell (S)	−50,000	-$2.04M	EDGAR
2014-08-06	EWBC	Grant (A)	+2,101	$0	EDGAR
2013-07-24	EWBC	Grant (A)	+2,222	$0	EDGAR
2012-07-26	EWBC	Grant (A)	+4,129	$0	EDGAR
2011-08-01	EWBC	Grant (A)	+4,817	$0	EDGAR
2010-08-02	EWBC	Grant (A)	+4,537	$71.2K	EDGAR
2009-08-28	EWBC	Grant (A)	+7,292	$71.2K	EDGAR
2008-08-04	EWBC	Grant (A)	+5,981	$71.2K	EDGAR

Showing 1–10 of 11

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.