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Lance Ullom

CIK 1378250 · last filed 2013-03-06

Lance Ullom is a corporate insider who has filed 10 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for IFMI, was dated Mar 6, 2013. Across all open-market trades the lifetime net is +$209.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $434.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$434.8K

Companies

3

Total Filings

10

Lifetime Open-Market Net

$209.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Cohen & Co Inc. (IFMI) Delisted Director 10,230 — — $3.6K 5 2013-03-06
COHN Director 32,281 $13.47 $434.8K $63.8K 1 2010-03-11
Cohen & Co Inc. (AFN) Delisted Director 137,949 — — $142.0K 4 2009-06-08

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-03-06 Cohen & Co Inc. (IFMI) Delisted Grant (A) +19,231 $0 EDGAR
2012-03-13 Cohen & Co Inc. (IFMI) Delisted Grant (A) +37,414 $0 EDGAR
2011-08-26 Cohen & Co Inc. (IFMI) Delisted Buy (P) +1,000 $2.1K EDGAR
2011-08-24 Cohen & Co Inc. (IFMI) Delisted Buy (P) +700 $1.5K EDGAR
2011-02-07 Cohen & Co Inc. (IFMI) Delisted Grant (A) +11,677 $0 EDGAR
2010-03-11 COHN Mixed +18,487 $63.8K EDGAR
2009-06-08 Cohen & Co Inc. (AFN) Delisted Buy (P) +80,000 $49.6K EDGAR
2008-06-20 Cohen & Co Inc. (AFN) Delisted Grant (A) +20,849 $0 EDGAR
2007-08-23 Cohen & Co Inc. (AFN) Delisted Buy (P) +17,000 $92.4K EDGAR
2007-05-30 Cohen & Co Inc. (AFN) Delisted Grant (A) +7,500 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.