Judith Z Adam

CIK 1388163 · Former Chief Risk Officer · last filed 2021-01-06

Judith Z Adam is a Former Chief Risk Officer who has filed 7 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for TFSL, was dated Jan 6, 2021. Across all open-market trades the lifetime net is +$25.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.57M

Companies

1

Total Filings

7

Lifetime Open-Market Net

$25.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
TFSL	Former Chief Risk Officer	140,437	$18.28	$2.57M	$25.0K	7	2021-01-06

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-01-06	TFSL	Mixed	+12,162	-$85.3K	EDGAR
2019-12-17	TFSL	Mixed	+15,902	-$139.0K	EDGAR
2018-08-09	TFSL	Mixed	+8,464	-$644.2K	EDGAR
2018-01-09	TFSL	Grant (A)	—	$0	EDGAR
2017-12-11	TFSL	Exer (M)	+13,000	$0	EDGAR
2008-08-13	TFSL	Grant (A)	—	$0	EDGAR
2007-04-24	TFSL	Mixed	+15,000	$150.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.