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James Robertson

CIK 1388336 · SMD · last filed 2012-03-01

James Robertson is a SMD who has filed 15 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for IVZ, was dated Mar 1, 2012. Current disclosed insider exposure totals $26.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$26.42M

Companies

1

Total Filings

15

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IVZ SMD 886,679 $29.80 $26.42M $0 15 2012-03-01

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-03-01 IVZ Mixed +73,600 -$337.9K EDGAR
2012-02-28 IVZ Mixed +55,829 -$1.44M EDGAR
2011-03-02 IVZ Mixed +83,353 -$612.8K EDGAR
2011-03-01 IVZ Mixed +56,969 -$1.50M EDGAR
2010-03-02 IVZ Mixed +38,568 -$787.4K EDGAR
2009-09-30 IVZ Tax (F) −13,151 -$155.1K EDGAR
2009-03-03 IVZ Mixed −5,096 -$58.2K EDGAR
2009-02-03 IVZ Mixed +20,953 -$151.4K EDGAR
2008-03-19 IVZ Tax (F) −3,887 -$106.3K EDGAR
2008-03-03 IVZ Grant (A) +62,939 $0 EDGAR
Showing 1–10 of 15
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.