Water Asset Management LLC

CIK 1423875 · last filed 2019-07-15

Water Asset Management LLC is a corporate insider who has filed 22 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing shows the insider sold $8.8M of CDZI on Jul 15, 2019. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$9.14M

Companies

1

Total Filings

22

Lifetime Open-Market Net

-$3.49M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CDZI	10%+ Owner	2,458,219	$3.72	$9.14M	-$3.49M	22	2019-07-15

Recent Filings

22 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-07-15	CDZI	Sell (S)	−800,000	-$8.80M	EDGAR
2019-05-02	CDZI	Conv (C)	+291,057	$1.96M	EDGAR
2018-12-12	CDZI	Mixed	—	$4.4K	EDGAR
2018-06-04	CDZI	Mixed	—	$5.3K	EDGAR
2017-10-05	CDZI	Other (J)	+8,541	$106.8K	EDGAR
2017-03-06	CDZI	Other (J)	+961	$14.0K	EDGAR
2017-01-03	CDZI	Buy (P)	+35,000	$437.1K	EDGAR
2016-12-29	CDZI	Buy (P)	+72,200	$865.3K	EDGAR
2016-12-23	CDZI	Buy (P)	+102,614	$1.18M	EDGAR
2016-12-21	CDZI	Mixed	+86,856	$806.9K	EDGAR

Showing 1–10 of 22

Page 1 of 3 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.